Overview

At Blue Heron Capital, LLC (BHC) your trust is our top priority. The confidentiality of your personal financial information is of paramount importance to all of us, and we will remain vigilant in protecting your privacy. This privacy notice is meant to help you understand how we use your private financial information, and to let you know what we do to help protect your privacy.

The Information We Collect

To serve your client needs, BHC may collect information from you and about you. Some of this information is collected to satisfy certain legal and regulatory requirements, while other information is collected so that we can service your account effectively. Examples of the information that we collect includes:

Non-Identifiable Information

We collect information through technology to make our site more interesting and useful to you. For instance, when you come to one of our sites, we collect your IP address. An IP address is often associated with the portal through which you enter the Internet, like your ISP (Internet Service Provider). Standing alone, your IP address is not personally identifiable. At times, we also use IP addresses to collect information regarding the frequency with which our guests visit various parts of our site.

We also collect the anonymous information using “cookies.” A cookie is an element of data that a website can send to your browser, which may then be stored on your system. Some features of our website use cookies to better serve you when you return to our site. You can set your browser to notify you before you receive a cookie, giving you the chance to decide whether to accept it. You can also set your browser to turn off cookies. If you do so, however, some areas of our website may not function properly.

Personally Identifiable Information

Much of the personally identifiable information we receive comes directly from website visitors who are registering for an event or requesting information. Typically, this information includes, but is not limited to, visitor’s name, postal address, e-mail address, and telephone number.

Information from your account application and other forms, such as name, address, Social Security number, telephone number, employment information, income, net worth, investment experience, and other information to service your account effectively. We may also collect information from consumer reporting agencies.

Information about your financial transactions, including securities purchased and sold, fund transfers, account balances, and other account activities.

To Whom Do We Disclose Your Information?

BHC does not sell your personal financial information to anyone. However, we do disclose your personal information to third parties or outside companies that help us process your transactions or service your account. One such company is the clearing firm which processes your transactions and acts as the account custodian. We may also provide information to outside service providers that help administer your accounts. Any outside company or third-party provider must limit their use of your information to the purpose for which it was provided.

BHC may also provide your personal information when permitted or required by law or regulation. Examples include providing information in response to a subpoena or court order, to cooperate with regulators, governmental authorities, or law enforcement authorities, or in response to a request from a consumer reporting agency.

Outside of these circumstances, we will not provide your personal information to third parties unless you have specifically asked us to do so.

How Your Information is Used

Your information will not be disclosed to any third party except when we deem it necessary to fulfill a specific request or obligation to you or to comply with a valid legal process such as a search warrant, subpoena, or court order.

What Do We Do to Protect Your Personal Information?

We restrict access of your personal financial information to personnel who require that information to service your business. All employees are trained regarding the policies and procedures encompassed by this privacy policy. We maintain physical, electronics and procedural safeguards to guard your personal information. This privacy policy applies to all our current and former clients.

Changes or Updates to Collected Information and Opting Out

You may change or update the information that you have provided us by emailing us at [email protected] or calling 720-488-8604. You may also write to us at:

Blue Heron Capital, LLC, 2 Inverness Drive E, Suite 106, Englewood, CO 80112.

To protect your privacy and security, we will take reasonable steps to verify your identity before changing or updating any information.

You may also choose to have your name removed from our correspondence list and, thus, cease to receive correspondence from us by contacting us through one of the channels listed above.

Changes to this Privacy Policy

This privacy policy describes the types of information we currently collect, and the ways we use and protect that information. From time to time, we may collect different types of information and use that information in different ways.

No Warranties

Nothing herein is intended to be a warranty of any kind.  Nor may this Policy serve as a basis for a claim that Blue Heron Capital, LLC undertook to safeguard any private information disclosed when using the website. The website is provided “as is” with all faults, defects, and errors, and without warranty of any kind. Blue Heron Capital, LLC disclaims to the fullest extent authorized by law any and all warranties, whether express or implied, including, without limitation, any implied warranties of merchantability or fitness for a particular purpose.

Questions Regarding this Privacy Policy

If you have questions or concerns about privacy issues related to this website, you may email us at [email protected] or call 720-488-8604. You may also write to us at:

Blue Heron Capital, LLC, 2 Inverness Drive E, Suite 106, Englewood, CO 80112.